Regulatory oversight of financial market participants has intensified recently: the NBU is updating inspection approaches and raising requirements for risk management systems, internal controls, and corporate governance. There's increased focus on the quality of internal procedures and compliance between actual operations and internal documentation, along with more frequent enforcement actions and financial sanctions. In these conditions, inspection readiness is not a formality but a key element of risk management and business stability.
The webinar systematized regulatory requirements, reviewed the inspection procedure, and analyzed practical tools for minimizing legal and financial risks.
Questions for discussion:
- What are the key changes in the NBU's supervisory approach in 2026, and how do they impact financial institutions?
- How to properly prepare an institution for an inspection, and conduct an internal self-assessment?
- What procedural rights does a financial institution have during an inspection, and how to use them effectively?
- How to structure communication with the NBU, and responses to regulator requests?
- When is it appropriate to challenge NBU decisions, and what role does inspection procedure compliance play in court practice?
Participants received a practical action algorithm and NBU inspection readiness checklist.
Speaker:
Nataliia Mysnyk, Senior Associate, Attorney-at-Law, Domestic Litigation, Tax Litigation, Vasil Kisil and Partners. Nataliia Mysnyk, attorney with over 10 years of practice, specializing in tax and commercial disputes. She has successfully represented businesses in tax and commercial courts and has extensive experience advising corporate clients in dealings with regulatory authorities.
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