During the meeting, participants discussed regulatory compliance for financial companies, in particular:
- compliance with the licensing provisions set by the National Bank of Ukraine (including prudential requirements and business reputation)
- ways to build an effective internal control system for financial companies using the three lines of defense model, as well as the role and functions of the compliance officer within this system
- compliance with Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) requirements
Speakers:
- Vadym Romaniuk, Head of Banking and Finance Practice, PwC Legal in Ukraine
- Mykola Aleksandrov, Manager at Banking and Finance Practice, PwC Legal in Ukraine
The discussion has been moderated by the Chamber Compliance Club Co-Chairs:
- Ario Dehghani, Counsel, Compliance & Investigations, Baker McKenzie Ukraine
- Natalia Lysa, Head of Legal & Compliance, Nestlé South Eastern Europe
- Orest Stasiuk, Counsel, Asters
Contacts
